-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U2lgPtJM5EfRQKWiV2SfI8ikGqICacG8Mhg/qex4SC3jfNamqrgcrwbGzovXTDZM L+pZKzhnfGJjfaFN1xWmkQ== 0000899078-98-000054.txt : 19980218 0000899078-98-000054.hdr.sgml : 19980218 ACCESSION NUMBER: 0000899078-98-000054 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SENIOR LIVING CORP CENTRAL INDEX KEY: 0001043000 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 752678809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53101 FILM NUMBER: 98535889 BUSINESS ADDRESS: STREET 1: 14160 DALLAS PKWY STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727705600 MAIL ADDRESS: STREET 1: 14160 DALLAS PKWY STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STROUD JAMES A CENTRAL INDEX KEY: 0001055469 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 14160 DALLAS PKWY, SUITE 300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2148554305 MAIL ADDRESS: STREET 1: 14160 DALLAS PKWY, SUITE 300 CITY: DALLAS STATE: TX ZIP: 75240 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 CAPITAL SENIOR LIVING CORPORATION (Name of Issuer) Common Stock, $.01 Par Value (Title of Class of Securities) 140475 10 4 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 9 Pages CUSIP No. 140475 10 4 Schedule 13G Page 2 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON James A. Stroud S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 71,000 SHARES -------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 4,403,674 REPORTING -------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 71,000 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,403,674 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,474,674 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X excludes 220,000 shares owned in trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 13 or for any other purpose. - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 140475 10 4 Schedule 13G Page 3 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Senior Living Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Texas - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 4,403,674 REPORTING -------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 0 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,403,674 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,403,674 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* 00 - Trust - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 140475 10 4 Schedule 13G Page 4 of 9 Pages Item 1. (a) Name of Issuer: -------------- Capital Senior Living Corporation (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 14160 Dallas Parkway, Suite 300 Dallas, Texas 75240 Item 2. (a) Name of Person Filing: --------------------- James A. Stroud (b) Address of Principal Business Office or, if none, Residence: ----------------------------------------------------------- 14160 Dallas Parkway, Suite 300 Dallas, Texas 75240 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Stock, $.01 par value (e) CUSIP No.: --------- 140475 10 4 Item 3. Not Applicable. Item 4. Ownership. --------- The following information relates to the reporting person's ownership of Common Stock, $.01 par value, of the issuer as of December 31, 1997. CUSIP No. 140475 10 4 Schedule 13G Page 5 of 9 Pages (a) Amount Beneficially Owned: ------------------------- 4,474,673 (b) Percent of Class: ---------------- 22.7% (c) Number of Shares as to Which Such Person Has: -------------------------------------------- (i) Sole power to vote or to direct the vote: 71,000 (ii) shared power to vote or to direct the vote: 4,403,674 (iii) sole power to dispose or to direct the disposition of: 71,000 (iv) shared power to dispose or to direct the disposition of; 4,403,674 Item 5. Ownership of Five Percent or Less of a Class. -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. --------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the ----------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company. -------------------------------------------------------- Not Applicable. CUSIP No. 140475 10 4 Schedule 13G Page 6 of 9 Pages Item 1. (a) Name of Issuer: -------------- Capital Senior Living Corporation (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 14160 Dallas Parkway, Suite 300 Dallas, Texas 75240 Item 2. (a) Name of Person Filing: --------------------- Senior Living Trust (b) Address of Principal Business Office or, if none, Residence: ----------------------------------------------------------- 14160 Dallas Parkway, Suite 300 Dallas, Texas 75240 (c) Citizenship: ----------- Texas (d) Title of Class of Securities: ---------------------------- Common Stock, $.01 par value (e) CUSIP No.: --------- 140475 10 4 Item 3. Not Applicable. Item 4. Ownership. --------- The following information relates to the reporting person's ownership of Common Stock, $.01 par value, of the issuer as of December 31, 1997. CUSIP No. 140475 10 4 Schedule 13G Page 7 of 9 Pages (a) Amount Beneficially Owned: ------------------------- 4,403,674 (b) Percent of Class: ---------------- 22.1% (c) Number of Shares as to Which Such Person Has: -------------------------------------------- (i) Sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 4,403,674 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of; 4,403,674 Item 5. Ownership of Five Percent or Less of a Class. -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. --------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the ----------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company. -------------------------------------------------------- Not Applicable. CUSIP No. 140475 10 4 Schedule 13G Page 8 of 9 Pages Item 8. Identification and Classification of Members of the Group. --------------------------------------------------------- Not Applicable. Item 9. Notice of Dissolution of Group. ------------------------------ Not Applicable. Item 10. Certification. ------------- Not Applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 9, 1998 JAMES A. STROUD By: /s/ James A. Stroud -------------------- Name: James A. Stroud Date: February 9, 1998 SENIOR LIVING TRUST By: /s/ James A. Stroud -------------------- Name: James A. Stroud CUSIP No. 140475 10 4 Schedule 13G Page 9 of 9 Pages EXHIBIT A Joint Filing Agreement In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the shares of Common Stock of Capital Senior Living Corporation, and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing. Each party to this Joint Filing Agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Date: February 9, 1998 /s/ James A. Stroud ----------------------------------- James A. Stroud Date: February 9, 1998 SENIOR LIVING TRUST /s/ James A. Stroud ----------------------------------- By: James A. Stroud -----END PRIVACY-ENHANCED MESSAGE-----